Regulatory Insights

UK Short Selling Regulation 2025
UK Short Selling Regulation 2025
6 Nov 2025

UK Short Selling Regulation 2025: FCA Proposed Rules (CP25/29)

ASIC shareholder disclosure reform overview
ASIC shareholder disclosure reform overview
3 Nov 2025

Australia’s Substantial Holdings Disclosure Reform – What Fund Managers Need to Know

Fifth Circuit Remands SEC Rules 13f-2 and 10c-1a for Further Review
Fifth Circuit Remands SEC Rules 13f-2 and 10c-1a for Further Review
2 Sep 2025

Fifth Circuit Remands SEC Rules 13f-2 and 10c-1a for Further Review

Japan’s 2024 FIEA Amendments Key Shareholder Disclosure Reforms Coming in 2026
Japan’s 2024 FIEA Amendments Key Shareholder Disclosure Reforms Coming in 2026
7 Aug 2025

Japan’s 2024 FIEA Amendments: Key Shareholder Disclosure Reforms Coming in 2026

Strengthening National Security Understanding the UK’s NSI Act and Proposed Reforms
Strengthening National Security Understanding the UK’s NSI Act and Proposed Reforms
7 Aug 2025

Strengthening National Security: Understanding the UK’s NSI Act and Proposed Reforms

Safeguarding UK Media - Government Proposes New Rules to Limit Foreign State Influence
Safeguarding UK Media - Government Proposes New Rules to Limit Foreign State Influence
28 Jul 2025

Safeguarding UK Media: Government Proposes New Rules to Limit Foreign State Influence

Jane Street and the BANKNIFTY Manipulation A Global Call for Derivatives Disclosure Reform
Jane Street and the BANKNIFTY Manipulation A Global Call for Derivatives Disclosure Reform
21 Jul 2025

Jane Street and the BANKNIFTY Manipulation: A Global Call for Derivatives Disclosure Reform

SEBI & RBI Restrictions on Global Mutual Funds - What FMEs Need to Know
SEBI & RBI Restrictions on Global Mutual Funds - What FMEs Need to Know
23 Jun 2025

India: SEBI & RBI Restrictions on Global Mutual Funds – What FMEs Need to Know

SEC Delays Short Selling Compliance – What It Means for You
SEC Delays Short Selling Compliance – What It Means for You
10 Feb 2025

SEC Extends Compliance Deadline for Short Selling Rule 13f-2 – What It Means for You

Revised Guidelines for China Disclosure Rules Under Articles 13 & 14 of the Takeover Measures
Revised Guidelines for China Disclosure Rules Under Articles 13 & 14 of the Takeover Measures
22 Jan 2025

Revised Guidelines for China Disclosure Rules Under Articles 13 & 14 of the Takeover Measures

22 Jan 2025

UK Short Selling Regulation 2025: A New Era

SEC Imposes Over $3.8 Million in Penalties for Violations of Shareholder Disclosure Rules
SEC Imposes Over $3.8 Million in Penalties for Violations of Shareholder Disclosure Rules
27 Sep 2024

SEC Imposes Over $3.8 Million in Penalties for Violations of Shareholder Disclosure Rules

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