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Category:
Shareholder Disclosures
EU Transparency Directive Explained: Key Requirements and Compliance Guide
December 3, 2025
Learn the EU Transparency Directive’s reporting rules, shareholding thresholds, and compliance challenges. Essential guide for issuers, investors, and compliance teams.
SEC 13F Filing Requirements: Everything You Need to Know
December 2, 2025
Learn everything about SEC Form 13F filing requirements, deadlines, penalties, and compliance tips. Discover who must file, what securities are…
UK Short Selling Regulation 2025: FCA Proposed Rules (CP25/29)
November 6, 2025
Stay ahead of the FCA’s UK Short Selling Regulation 2025. Learn about the new ANSP model, Reportable Shares List, and…
Australia’s Substantial Holdings Disclosure Reform – What Fund Managers Need to Know
November 3, 2025
Explore Australia’s substantial holdings disclosure reforms and how fund managers can prepare for ASIC shareholder compliance.
Fifth Circuit Remands SEC Rules 13f-2 and 10c-1a for Further Review
September 2, 2025
Discover how the Fifth Circuit Court's decision to remand SEC rules 13f-2 and 10c-1a impacts securities lending and short selling…
Japan’s 2024 FIEA Amendments: Key Shareholder Disclosure Reforms Coming in 2026
August 7, 2025
Explore Japan’s 2024 amendments to the Financial Instruments and Exchange Act and Investment Trusts Act - effective May 2026. Learn…
Strengthening National Security: Understanding the UK’s NSI Act and Proposed Reforms
August 7, 2025
Stay informed on the UK National Security and Investment Act 2021 - understand who must report, when to notify, and…
Safeguarding UK Media: Government Proposes New Rules to Limit Foreign State Influence
July 28, 2025
On 16 July 2025, the UK Government launched a consultation to strengthen rules preventing foreign state influence in UK newspapers.…
Jane Street and the BANKNIFTY Manipulation: A Global Call for Derivatives Disclosure Reform
July 21, 2025
India's SEBI accuses Jane Street of manipulation - revealing gaps in global disclosure rules. Learn how regulators are responding and…
India: SEBI & RBI Restrictions on Global Mutual Funds – What FMEs Need to Know
June 23, 2025
Understand SEBI and RBI’s restrictions on overseas mutual fund investments. Discover how Galaxy helps FMEs navigate caps and explore alternative…
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