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Category:
Shareholder Disclosures
SEC Extends Compliance Deadline for Short Selling Rule 13f-2 – What It Means for You
February 10, 2025
On 7th February, 2025, the U.S. Securities and Exchange Commission (SEC) announced a one-year extension for the compliance date of…
Revised Guidelines for China Disclosure Rules Under Articles 13 & 14 of the Takeover Measures
January 22, 2025
To ensure the correct understanding and application of Articles 13 and 14 of the 'Administrative Measures for the Acquisition of…
UK Short Selling Regulation 2025: A New Era
January 22, 2025
The regulatory landscape of short selling in the UK has been on a dynamic journey. Initially, the UK's own short…
SEC Imposes Over $3.8 Million in Penalties for Violations of Shareholder Disclosure Rules
September 27, 2024
On September 25, 2024, the Securities and Exchange Commission (SEC) announced settled charges against 23 entities and individuals for failing…
Navigating Indonesia’s New Ownership Reporting Regulation: What You Need to Know
August 21, 2024
In an effort to align with international standards and enhance transparency within the market, the Financial Services Authority of Indonesia…
SEC Rule 13f-2: A New Era of Transparency in Short Selling Disclosure
August 21, 2024
The Securities and Exchange Commission (SEC) is ushering in a new era of transparency with the introduction of Rule 13f-2,…
Irish Takeover Panel New Opening Disclosure Rules
July 28, 2022
On 21 December 2021, the Irish Takeover Panel released a public consultation paper seeking comments on proposed amendments to the…
New CSSF Online Portal for Luxembourg Major Shareholding Notifications
April 12, 2022
Last month the CSSF announced the launch of the eRIIS, its new online portal for those subject to major shareholder…
SEC Proposes New Short Sale Disclosure Rules
February 28, 2022
On 25th February 2022, the Securities and Exchange Commission (SEC) announced proposals that would provide greater transparency to investors and…
SEC Propose Amendments to Schedule 13D & G Reporting
February 11, 2022
SEC Propose Amendments to Schedule 13D & G Reporting On the 10th February 2022, the Securities and Exchange Commission (SEC)…
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