WE PROVIDE OUTSOURCED UCITS ELIGIBLE ASSETS CHECKING SOFTWARE FEATURING AUTOMATED CONTROLS PLUS MANUAL ANALYSIS.
This includes full assessment of all asset types in accordance with the provisions of the UCITS Directive, Eligible Assets Directive and ESMA Guidelines, including for:
Money Market instruments
Open ended UCIs
Financial derivatives instruments
EPM techniques and instruments
Monitoring high volumes of instruments using quantitative criteria, via our Investment Compliance solution. Includes identification of new instruments invested into and workflow for asset eligibility assessments.
Data Sources used to identify potentially ineligible assets include:
Market data for fund types, asset type, issuer, exchange section / unlisted status, trading volumes, credit rating, price spreads, days since last price and maturity dates.