WE PROVIDE COMPLIANCE, RISK AND REGULATORY REPORTING TO HUNDREDS OF FUNDS GLOBALLY.

Available as a Cloud-based system and with integrations with multiple fund admins and prime-brokers, plus integrated security data, plug-and-play rule cards and reporting. We can have you up and running in days with our best of breed solutions.

Get in touch and we’ll happily give you an immediate demo!

UCITS INVESTMENT COMPLIANCE

We offer out-of-the box coverage of the UCITS rules as well as other regulatory rules (Non-UCITS rules, US 1940 Act, Canadian Mutual fund rules etc).

SHAREHOLDER DISCLOSURES

Funds-Axis Shareholder Disclosures provides automated monitoring of global shareholder disclosure rules across 80+ countries on a single platform.

DEPOSITARY CASH FLOW MONITORING

Our solution for Depositaries is an out-of-the-box system for investment compliance, regulatory reporting and cash flow monitoring ensuring compliance with UCITS V and AIFMD.

1940 ACT

Funds-Axis provides fully automated investment compliance for 1940 Act funds, with no fuss. This is kept fully up-to-date including for SEC proposals on Asset Segregation and Liquidity Monitoring.

13F REPORTING

Our 13F solution takes the complexities of 13F Reporting and makes it a fully automated, quick, simple and transparent process. It is available as a stand-alone service or as part of a comprehensive suite of regulatory reporting solutions.

VALUE-AT-RISK ANALYSIS

We have teamed with Statpro to make available best-of-breed Value-at-Risk Analysis available to our clients. We can offer you standalone VaR, or VaR as a bolt on to UCITS Investment Compliance and/or AIFMD Annex IV Reporting.

AIFMD ANNEX IV REPORTING

Our solution for AIFMD Annex IV Reporting is market leading and comprehensive. It enables organisations to rapidly comply with the AIFMD requirements in respect of leverage, liquidity monitoring, risk management and regulatory reporting, without implementation costs or delay.

s. 793 REPORTING

With a full history of all holdings, we enable you to quickly respond to s. 793 requests. Simply select the date and issuer (or relevant instruments) to see a detailed analysis of all holdings in relevant instruments.

FCA DERIVATIVES USE REPORTING

We offer a fully automated solution in addition to a simple excel to xml conversion solution to ensure compliance with FCA Derivatives Use Reporting.

OPEN PROTOCOL

On request, we are able to provide a full Open Protocol reporting service, including all necessary risk calculations, data enrichment, data aggregation and population of the Open Protocol templates.