U.S. SEC’S INVESTMENT COMPANY REPORTING MODERNIZATION

The SEC’s Investment Company Reporting Modernization rules seek to protect investors with more robust reporting requirements and stronger liquidity risk management requirements.

Funds-Axis provide cutting-edge technology and services to the industry to support the collection and analytics for the required reporting information.

This includes Form N-Port and Form N-CEN as well as Liquidity Risk Management and Derivative Risk Management.

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DERIVATIVES RISK MANAGEMENT

  • Monitoring of segregation of assets

  • Derivatives cover monitoring

  • Leverage monitoring of derivatives

  • Counterparty risk monitoring

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SEC RULES 22E-4: LIQUIDITY RISK MANAGEMENT

  • Liquidity Risk Profile Analysis

  • Liquidity Reporting

  • Fund Liquidity Reporting

  • Liquidity Limit Monitoring (% in illiquid assets, % in highly liquid assets, % in moderately liquid assets)

  • Time Series Reporting

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TO FIND OUT MORE ABOUT OUR FORMS N-PORT AND N-CEN SOLUTION OR TO BOOK A DEMO, PLEASE CONTACT US ON +44(0)28 9032 9736 OR INFO@FUNDS-AXIS.COM

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