Risk Monitoring
Modules
We provide comprehensive out-of-the-box Risk Monitoring modules which are designed to fully meet the regulatory requirements and are backed up by in-depth training and best practice RMP documentation.
Regulatory Requirements
UCITS
AIFMD
SEC
Key Features
Comprehensive Monitoring
In-depth Training
RMP Documentation
Outsourced Risk Services
Derivatives
We accurately and transparently monitor for derivatives in accordance with the UCITS and AIFMD provisions.
Time-series reporting for:
Commitment Exposure – UCITS and AIFMD
Notional Exposure – UCITS
AUM calculated under Article 3 – AIFMD
Gross Exposure – AIFMD
Value-at-Risk
Our Derivatives Functionality:
Look through to underlying of derivative, including for UCITS position (issuer-concentration) risk
De-composition of indices and baskets (required for shareholder disclosure rules)
Global Exposure commitment approach in accordance with ESMA guidelines for UCITS and AIFMD, including for netting and hedging
Notional Leverage / Gross Method calculations in accordance with ESMA Guidelines for UCITS and AIFMD
Counterparty Exposure calculation in accordance with ESMA guidelines, including for netting and collateral
Cover monitoring for cash and physically settled derivatives
Re-calculation of derivatives valuation
Collateral monitoring
Change identification – identification of new instruments, strategies, exchanges, and counterparties used on funds
Liquidity Risk Management Online Training
Strengthen your team’s understanding of liquidity risk with expert-led training covering UCITS, AIFMD, and EU Money Market Fund Regulation. Explore real-world case studies, ESMA stress testing guidelines, and practical tools via our ATLAS Funds Training portal to ensure robust liquidity oversight and regulatory compliance.
Risk Monitoring Insights & News
Stay informed with articles and guidance on market risk, regulatory updates, and best practices for UCITS and AIFMD oversight.
Get in Touch to Learn More
Learn how our Risk Monitoring Modules can transform your risk management challenges and safeguard your processes. Whether you’re curious to learn more or ready to see them in action, we’re here to help. Fill out the form below, and a member of our team will be in touch to provide tailored insights or arrange a personalised demonstration.
Make Risk Oversight A Strategic Advantage
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