Regulatory Insights

SEC Rule 13f-2_ A New Era of Transparency in Short Selling Disclosure
SEC Rule 13f-2_ A New Era of Transparency in Short Selling Disclosure
21 Aug 2024

SEC Rule 13f-2: A New Era of Transparency in Short Selling Disclosure

CSSF Introduces New Communication Channels for AIFM Reporting
CSSF Introduces New Communication Channels for AIFM Reporting
31 Jan 2024

CSSF Introduces New Communication Channels for AIFM Reporting

Irish Takeover Panel New Opening Disclosure Rules
Irish Takeover Panel New Opening Disclosure Rules
28 Jul 2022

Irish Takeover Panel New Opening Disclosure Rules

New CSSF Online Portal for Luxembourg Major Shareholding Notifications Social Share Image
New CSSF Online Portal for Luxembourg Major Shareholding Notifications Social Share Image
12 Apr 2022

New CSSF Online Portal for Luxembourg Major Shareholding Notifications

SEC Proposes New Short Sale Disclosure Rules
SEC Proposes New Short Sale Disclosure Rules
28 Feb 2022

SEC Proposes New Short Sale Disclosure Rules

SEC Propose Amendments to Schedule 13D and G Reporting
SEC Propose Amendments to Schedule 13D and G Reporting
11 Feb 2022

SEC Propose Amendments to Schedule 13D & G Reporting

EU Short Selling Reporting Threshold Lowered to 0.1%
EU Short Selling Reporting Threshold Lowered to 0.1%
13 Jan 2022

EU Short Selling Reporting Threshold Lowered to 0.1%

Japan’s FEFTA Pre-Notification Requirements FAQs
Japan’s FEFTA Pre-Notification Requirements FAQs
3 Sep 2021

Japan’s FEFTA Pre-Notification Requirements FAQs

Are you complying with the updated guidelines on stress test scenarios under the MMF Regulation?
Are you complying with the updated guidelines on stress test scenarios under the MMF Regulation?
3 Sep 2021

Are you complying with the updated guidelines on stress test scenarios under the MMF Regulation?

NAV Oversight and Validation
NAV Oversight and Validation
26 Jul 2021

NAV Oversight and Validation

Liquidity Mismatch – FCA & BoE put forward suggested possible liquidity framework
Liquidity Mismatch – FCA & BoE put forward suggested possible liquidity framework
16 Jul 2021

Liquidity Mismatch – FCA & BoE put forward suggested possible liquidity framework

Challenges facing ManCos – more regulations, more regulatory change, and more scrutiny than ever before (Part 1)
Challenges facing ManCos – more regulations, more regulatory change, and more scrutiny than ever before (Part 1)
10 Jul 2021

Challenges facing ManCos – more regulations, more regulatory change, and more scrutiny than ever before (Part 1)

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