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Regulatory Insights
EU Transparency Directive Explained: Key Requirements and Compliance Guide
December 3, 2025
Learn the EU Transparency Directive’s reporting rules, shareholding thresholds, and compliance challenges. Essential guide for issuers, investors, and compliance teams.
SEC 13F Filing Requirements: Everything You Need to Know
December 2, 2025
Learn everything about SEC Form 13F filing requirements, deadlines, penalties, and compliance tips. Discover who must file, what securities are…
UK Short Selling Regulation 2025: FCA Proposed Rules (CP25/29)
November 6, 2025
Stay ahead of the FCA’s UK Short Selling Regulation 2025. Learn about the new ANSP model, Reportable Shares List, and…
India: SEBI’s Mutual Fund Regulation Review 2025 – What Fund Managers Need to Know
November 5, 2025
SEBI mutual fund regulation review 2025 outlines key reforms in AMC governance, TER, and digital disclosures. Read the SEBI consultation…
Australia’s Substantial Holdings Disclosure Reform – What Fund Managers Need to Know
November 3, 2025
Explore Australia’s substantial holdings disclosure reforms and how fund managers can prepare for ASIC shareholder compliance.
India GIFT City: IFSCA Introduces Stewardship Code for Fund Managers – October 2025
October 28, 2025
IFSCA has launched a Stewardship Code for fund managers in GIFT City IFSC. Learn how Galaxy by Funds-Axis supports ESG…
India GIFT City: Proposed Amendments to IFSCA Fund Management Regulations – October 2025
October 17, 2025
IFSCA has proposed key amendments to the Fund Management Regulations, 2022. Learn how Galaxy by Funds-Axis supports FMEs in GIFT…
SEC Extends Form PF Compliance Deadline Amid Regulatory Review
October 15, 2025
The SEC has extended the Form PF compliance deadline to October 2026. Learn how Galaxy by Funds-Axis helps private fund…
FCA Flags Missing Data in AIF002 Returns: What Fund Managers Need to Know
September 18, 2025
The FCA has flagged missing LEI, ISIN, and redemption rights data in AIF002 returns. Learn how Galaxy by Funds-Axis helps…
India GIFT City: Unlocking Global Fund Management with Galaxy by Funds-Axis
September 15, 2025
Discover how Galaxy by Funds-Axis helps FMEs in GIFT City IFSC automate compliance, disclosures, and reporting under IFSCA regulations.
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