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Category:
Regulatory Insights
UK Short Selling Regulation 2025: A New Era
January 22, 2025
The regulatory landscape of short selling in the UK has been on a dynamic journey. Initially, the UK's own short…
India GIFT City: 2025 Compliance Calendar – Key Dates for FMEs
January 15, 2025
Stay on top of IFSCA’s 2025 compliance deadlines for FMEs. Discover how Galaxy automates reporting, alerts, and governance across GIFT…
FCA Handbook Notice 125: NURS Investment into LTAFs – What’s Changed and What It Means
December 20, 2024
FCA Handbook Notice 125 removes barriers for NURS investing in LTAFs and clarifies rules on unregulated securities. Learn how Galaxy…
SEC Imposes Over $3.8 Million in Penalties for Violations of Shareholder Disclosure Rules
September 27, 2024
On September 25, 2024, the Securities and Exchange Commission (SEC) announced settled charges against 23 entities and individuals for failing…
FCA Announces Plans to Reform Financial Services Retail Disclosure Requirements
September 27, 2024
On 19th September 2024, the Financial Conduct Authority (FCA) issued a statement outlining its plans to overhaul the existing PRIIPs…
Navigating Indonesia’s New Ownership Reporting Regulation: What You Need to Know
August 21, 2024
In an effort to align with international standards and enhance transparency within the market, the Financial Services Authority of Indonesia…
SEC Rule 13f-2: A New Era of Transparency in Short Selling Disclosure
August 21, 2024
The Securities and Exchange Commission (SEC) is ushering in a new era of transparency with the introduction of Rule 13f-2,…
CSSF Introduces New Communication Channels for AIFM Reporting
January 31, 2024
Discover CSSF’s new eDesk and API channels for AIFM reporting. Learn how Galaxy by Funds-Axis supports seamless integration, validation, and…
Irish Takeover Panel New Opening Disclosure Rules
July 28, 2022
On 21 December 2021, the Irish Takeover Panel released a public consultation paper seeking comments on proposed amendments to the…
New CSSF Online Portal for Luxembourg Major Shareholding Notifications
April 12, 2022
Last month the CSSF announced the launch of the eRIIS, its new online portal for those subject to major shareholder…
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