February 28, 2022On 25th February 2022, the Securities and Exchange Commission (SEC) announced proposals that would provide greater transparency to investors and…- February 11, 2022SEC Propose Amendments to Schedule 13D & G Reporting On the 10th February 2022, the Securities and Exchange Commission (SEC)…
- January 13, 2022Due to increased volatility on the financial markets in 2020 triggered by the COVID-19 pandemic, ESMA decided to temporarily lower…
- September 3, 2021In 2020, Japan tightened foreign investment rules with the amendments to the Foreign Exchange and Foreign Trade Act (FEFTA). When…
- September 3, 2021Throughout August you will have seen a number of regulators publishing updated circulars, opinions and notices in relation to the…
- July 26, 2021An increase in global regulation has subjected fund managers and their outsourcing partners to greater scrutiny over NAV oversight and…
- July 16, 2021In 2019, the Bank of England (BoE) and Financial Conduct Authority (FCA) launched a joint review into vulnerabilities associated with…
- July 10, 2021The pressure is rising on the ManCo industry - Management Companies (ManCos) are dealing with more regulations, and more regulatory…
- July 9, 2021You’ve heard of FinTech, you’ve heard of RegTech, but have you heard of ManCoTech? It’s the latest “buzzword” in the…
- June 23, 2021Liquidity risk in managed funds has been a prominent and increasing concern of regulators globally, particularly in the past two…
