We’re proud to announce that Funds-Axis has successfully transitioned to ISO 27001:2022 and retained our ISO 9001 certification, following our most comprehensive external audit to date.
Conducted by global certification body NQA, the five-day audit covered all 93 clauses of ISO 27001:2022, including 11 newly introduced clauses. These updates reflect the evolving landscape of information security, requiring documented policies, full implementation, and demonstrable evidence across all areas of our business.
This achievement is a testament to our ongoing commitment to:
- Quality Management through ISO 9001
- Information Security through ISO 27001
- Continuous Improvement across our operations
A Company-Wide Effort
Seven teams were audited this year – Investment Compliance, Platform Management, Knowledge Portals, InvestorComms, Cyber Security, Relationship Management, and Human Resources – each demonstrating exceptional preparation and engagement.
We also extend special thanks to Aidan, Arsalan, Nuala, and Michael, who participated in one-to-one user awareness interviews and represented Funds-Axis with professionalism and clarity.
Why This Matters
ISO 27001:2022 introduces a more dynamic, risk-based approach to information security, aligning with modern threats and technologies. By achieving this certification, Funds-Axis reinforces its position as a trusted RegTech provider, committed to safeguarding client data and delivering secure, high-quality services.
As our CEO Darren Burrows previously stated:
We are building our company based on auditable processes associated with risk management and data security. By pursuing and achieving the stringent ISO 9001 and 27001 certifications, we demonstrate our commitment to customer focus, quality, efficiency, and keeping sensitive data secure.
Looking Ahead
This milestone reflects not just compliance, but culture. Every team member plays a role in maintaining our standards – whether through daily adherence to policies or active participation in audits.
We’re excited to continue building on this foundation as we grow our platform, expand our services, and support our clients with confidence and integrity.
