Regulatory Compliance Software for Asset Managers. Engineered for Precision.
Galaxy is built for asset managers – one integrated platform where investment compliance monitoring, risk oversight, and regulatory reporting work together in a single, audit-ready system.
Integrate via API/SFTP, apply regulatory rule libraries and prospectus mandates, manage exceptions in real time, and maintain a complete evidence trail for governance and audits.
Designed for control, speed, and accuracy, Galaxy helps compliance and investment teams reduce operational risk, streamline monitoring, and stay ahead of evolving global regulations with confidence.
Investment Compliance Monitoring, Reporting & Fund Oversight
Automate post-trade compliance monitoring across global regulations, prospectus rules, and internal mandates. Apply rule-based controls consistently across portfolios, investigate exceptions faster, and maintain a full audit trail.
Meet global reporting obligations faster – without the resource strain. Support end-to-end reporting workflows that reduce manual effort, standardise processes, and improve timeliness across jurisdictions.
Monitor major shareholding, short selling, and takeover disclosures across 80+ jurisdictions. Strengthen governance with cross-border monitoring and clear visibility of disclosure obligations.
Streamline the production and maintenance of KIIDs, KIDs, and other regulatory documents using structured templates, workflow controls, and version governance to support auditability.
Systemise oversight and strengthen investment risk governance. Monitor exposures (including derivatives) and apply portfolio and entity-level aggregation to support consistent control and oversight.
Screen portfolios for exposure to global sanctions, ESG risks, sector exclusions, and Shariah compliance. Support governance, risk and compliance (GRC) objectives with automated monitoring and traceable outcomes.
Regulatory Compliance Modules & Brochures
Access brochures for each Galaxy module and see how Funds-Axis delivers audit-ready automation across every function, from investment compliance rules engines to regulatory reporting automation and fund oversight tools.
Trusted by Asset Managers, ManCos & Depositaries
Funds-Axis helps asset managers and financial institutions manage complex, multi-jurisdiction compliance with confidence. Galaxy supports Platform ManCos, asset managers, hedge funds, wealth managers, and global depositaries, as well as alternative asset firms (including private equity and AIFMs), keeping operations efficient, audit-ready, and compliant.
Modular Regulatory Compliance Platform for Asset Managers
Select specialist modules across investment compliance monitoring, risk monitoring, regulatory reporting, ESG, shareholder disclosures, and fund documentation. Start with what you need today and expand over time – without rebuilding your compliance stack or duplicating controls.
Multi-Jurisdiction Regulatory Coverage (UCITS, AIFMD, SEC, FCA, ESMA)
Built to support global regulatory standards and reporting frameworks, including UCITS and AIFMD compliance, as well as SEC, FCA, and ESMA obligations. Galaxy is regularly updated to reflect evolving regulatory requirements.
Scalable Cloud Compliance Platform
A scalable cloud-based compliance platform supporting firms of all sizes, from boutique asset managers to global service providers managing thousands of portfolios, with secure controls and consistent oversight.
Compliance Workflow Automation to Reduce Operational Risk
Eliminate manual checking and reduce operational risk through workflow automation, rule-based monitoring, and structured exception management, helping teams do more without adding headcount.
Real-Time Monitoring, Alerts & Audit Trails
Maintain compliance integrity with real-time compliance alerts, dashboards, and instant visibility across portfolios and entities. Evidence is captured automatically to support audit readiness and governance reporting.
Implementation & Support from Regulatory Compliance Specialists
Delivered by sector experts who understand the regulatory landscape inside out. Benefit from specialist implementation support, proven onboarding workflows, and responsive post-implementation assistance.
What Our Clients Say
Galaxy Regulatory Compliance Platform FAQs
Galaxy is the flagship compliance platform from Funds-Axis, designed for asset managers and financial institutions operating in complex, multi-jurisdiction environments. Here’s what you need to know about its capabilities, deployment options, and how it transforms compliance operations.
What is Galaxy and how does it help asset managers with regulatory compliance?
Galaxy is a modular regulatory compliance platform built for asset managers, investment managers, depositaries, and fund service providers. It supports investment compliance monitoring, regulatory reporting automation, shareholder disclosure monitoring, ESG screening, and fund governance oversight, within one secure, scalable system.
How is Galaxy different from other RegTech platforms for investment compliance?
Galaxy combines deep regulatory coverage with modular architecture, real-time monitoring, and compliance workflow automation. It’s purpose-built for financial services and supports UCITS, AIFMD, SEC, FCA, and ESMA obligations – helping firms reduce operational risk while maintaining clear control and auditability.
Can asset managers use Galaxy as a fully managed compliance service?
Yes. Galaxy modules are available as standalone SaaS or as fully managed services. This gives asset managers flexibility to reduce internal overhead while maintaining full visibility, governance, and control.
How long does it take to onboard compliance software like Galaxy?
Thanks to pre-configured regulatory rule libraries, integrated data pipelines, and expert implementation support, most clients are onboarded in weeks, not months, so compliance monitoring and reporting can go live quickly.
Does Galaxy integrate with fund administrators and fund accounting systems?
Absolutely. Galaxy supports secure APIs, SFTP, and other standard connections, enabling data integration with fund administrators, fund accounting systems, data providers, custodians, and internal platforms.
Is Galaxy scalable for boutique and enterprise asset managers?
Yes. Galaxy supports firms of all sizes, from boutique asset managers to global service providers, with scalable architecture, portfolio and entity-level aggregation, and modular deployment.
What regulations does Galaxy cover (UCITS, AIFMD, SEC, FCA, ESMA)?
Galaxy supports global regulatory frameworks and regulatory reporting standards including UCITS, AIFMD, SEC, FCA, ESMA, and other jurisdiction-specific requirements. Modules are regularly updated to reflect regulatory change.
What implementation and ongoing support do Funds-Axis provide after go-live?
Our specialist support team includes regulatory experts and technologists who provide responsive, knowledgeable assistance – from technical troubleshooting to regulatory guidance – helping teams maintain strong compliance operations over time.
See Galaxy in Action: A Guided Platform Walkthrough
See first-hand how Galaxy helps asset managers, Platform ManCos, depositaries, and fund administrators automate investment compliance monitoring, streamline regulatory reporting, and strengthen fund governance across jurisdictions.
Share a few details and we’ll provide a tailored walkthrough of the platform, focused on the workflows and modules most relevant to you.
Compliance Monitoring & Reporting - Simplified
Whether you’re tackling new regulations or standardising existing workflows, we’re here to help you stay ahead – with audit-ready monitoring, reporting automation, and scalable oversight.