Regulatory
Reporting Software

One platform for all your global regulatory reporting needs.

The Challenge: Complex,
Burdensome Reporting Requirements

For compliance teams, asset managers, and depositaries, regulatory reporting is more demanding than ever. Evolving rules across jurisdictions, tight deadlines, and increasing scrutiny leave little margin for error.

Manual processes, fragmented data sources, and spreadsheets make it difficult to meet obligations efficiently, while raising the risk of costly fines, reputational damage, and operational bottlenecks.

The Solution: Automated,
End-to-End Regulatory
Reporting Software

Funds-Axis’ regulatory reporting software transforms how your firm addresses global reporting challenges, including AIFMD Annex IV, Form PF, US 13F, and other key filings.

One centralised platform. Flexible data upload. Integrated with leading administrators. All calculations are performed within the solution. Alignment with all regulatory taxonomies. XML conversion. Full transparency and audit trails.

AIFMD Annex IV Reporting

Trusted by AIFMs and AIFs across Europe, including liquid funds, real estate, infrastructure, private equity, and complex derivatives. Our SaaS solution automates compliance and reduces costs with plug-and-play functionality.

Our module also includes:

Leverage calculations
Risk Limit Systems for Each AIF
Liquidity monitoring
Portfolio transaction recording

US Form PF

Supporting all portfolio asset classes, including securities, real estate, infrastructure, private equity, and complex derivatives. Our SaaS solution automates Form PF filing and reduces costs with plug-and-play functionality.

Our module includes:

Easy data aggregation
Coverage across all asset classes
Comprehensive leverage calculations
Full transparency
XML generation

FCA Derivatives Use

Our solution enables UCITS fund managers to meet FCA Derivatives Use Reporting requirements with speed and accuracy. Choose between our fully automated reporting module or a simple Excel-to-XML conversion tool. Features include:

Automated exposure, leverage, and liquidity risk calculations
Real-time, time-series, and XML reporting with audit trail
Excel-based data input for ease and flexibility
Instant Gabriel submission support

US Form 13F reporting

This module simplifies SEC compliance with a fully automated, transparent, and time-saving solution, offered standalone or as part of a wider regulatory suite. Key features include:

Automated Cusip matching, issuer grouping, and exclusions
Real-time reporting with full audit trail and validation checks
Auto-filled XML-ready Form 13F for SEC EDGAR submission
Ongoing AUM monitoring for 13F security thresholds

The Importance:
Why Automation Matters

Inaccurate or late submissions risk fines and reputational damage, but our automated platform ensures regulatory accuracy, full auditability, and faster, more efficient reporting cycles.

Key Capabilities

Centralised Reporting Engine

Pre-built and jurisdiction-specific rules, plus flexibility to adapt for firm-specific mandates.

Instant Data Transformation

Your raw data is instantly transformed through pre-built logic into the taxonomies required by ESMA, FCA, SEC, and other supervisory authorities.

Built-In Regulatory Calculations

Eliminate reliance on spreadsheets. All calculations are automated, including leverage and liquidity metrics – fully aligned with regulatory standards and audit-tested.

Automated Filing Workflow

From data preparation and calculations to review and XML generation, enjoy high levels of automation at every stage of the process.

Jurisdictional Agility

Support multi-regime reporting from a single interface, dynamically adapting to AIFMD, Form PF, ESMA, and other frameworks.

Optional Managed Service Layer

Augment your internal capabilities with expert-led reporting services, from light-touch support to full outsourcing.

See Regulatory
Reporting in Action

Explore how Funds-Axis can transform your compliance operations and bring speed, control, and confidence to your reporting lifecycle.

Request a Personalised Demo

Find Out More

Download our Regulatory Reporting Solution Brochure to explore how our solutions can transform your approach to global regulatory reporting – streamlining oversight, reducing risk, and ensuring compliance across jurisdictions.

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What Our Clients Say

Funds-Axis has transformed how we manage global shareholder disclosures. With automated monitoring across 80+ jurisdictions and pre-coded rule libraries, we’ve significantly reduced manual effort and compliance risk.

Global Depositary
Shareholder Disclosures

“The automation of our fund document production has been a game-changer. From KIIDs to PRIIPs and regulatory templates, Funds-Axis delivers accurate, auditable outputs – fast, scalable, and fully aligned with our compliance needs.”

Wealth Manager
Fund Document Solutions

“Funds-Axis has been a trusted partner since we launched our first fund. Their Galaxy platform is central to our investment, risk, and liquidity oversight. It’s intuitive, flexible, and backed by a responsive team that truly understands our business.”

Fund Manager
Investment Compliance Monitoring

“Managing multiple funds across jurisdictions is complex, but Funds-Axis makes it seamless. Their compliance module overlays UCITS rules with tailored Prospectus logic, delivering reliable reporting and exception management through an easy-to-use portal.”

Alternative Investment Fund Manager
Investment Compliance Monitoring

“Funds-Axis helps us consolidate data from various custodians and administrators into a single, coherent view. Their Galaxy module streamlines oversight and ensures our reporting is accurate, timely, and consistent.”

Asset Manager
NAV Oversight

“We rely on Funds-Axis for clear, client-ready reporting and exception tracking. Their platform simplifies our workflows and enhances transparency, helping us deliver a premium service to our clients.”

Wealth Manager
Investment Compliance Monitoring

“Liquidity oversight is critical for our portfolios, and Funds-Axis delivers. Their Galaxy Liquidity module provides ongoing insights and stress testing tools that help us meet regulatory expectations and internal thresholds with confidence.”

Hedge Fund
Liquidity Risk Monitoring

Why Choose Funds-Axis for Regulatory Reporting?

Our platform is more than just software; it’s a strategic compliance solution that adapts to your regulatory landscape.

Easy onboarding through existing data integrations, pre-configured validations, version-controlled taxonomies, and detailed audit trails ensures you’re always compliant.

Choose the deployment model that suits you – either fully self-managed SaaS or outsourced reporting through our regulatory specialists.

We rise to the challenge of ensuring readiness for changes to Form PF, AIFMD 2.0, and other emerging regulatory reporting requirements.

Reduce complexity and time to file with pre-mapped templates, intelligent workflows, and automatic regulatory updates.

About Funds-Axis

Funds-Axis delivers leading-edge regulatory technology for firms operating in the world’s most demanding financial centres. Our software and services are trusted by decision-makers in investment management and asset management across the UK, Ireland, Luxembourg, and the United States.

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Regulatory Reporting
Insights & News

Get practical insights, industry updates, and thought leadership on navigating global regulatory change and enhancing your reporting function.

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Simplify Your Reporting Today

Book a personalised demo to experience how Funds-Axis can automate compliance monitoring, streamline reporting, and give you ongoing oversight across jurisdictions.

Our team will walk you through the platform, answer your questions, and show exactly how we can adapt to your firm’s needs.

Simplify Reporting. Strengthen Compliance. Stay Ahead.

Transform complex data into regulator-ready filings with seamless validation, intelligent workflows, and direct submission, all in one platform.

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