Risk Monitoring Software
Systemise regulatory oversight. Monitor derivative exposures.
Strengthen fund risk governance.
The Challenge: Complex,
Compliance-Driven Risk Oversight
For risk and compliance teams, tracking derivative exposures, liquidity thresholds, and counterparty risks across multiple jurisdictions can be a significant challenge.
Global frameworks like UCITS, AIFMD, and SEC requirements each demand precise and complex calculations, ongoing monitoring, and detailed audit trails. A robust solution is required to be able to support new asset classes and strategies.
The Solution: Integrated,
Automated Risk Monitoring
Our platform gives investment firms ongoing visibility over exposures, thresholds, and regulatory requirements in one platform. From liquidity stress tests to VaR analysis, it automates monitoring, reporting, and governance workflows to keep teams proactive, audit-ready and regulator-aligned.
Leverage Monitoring
Our platform ensures full compliance with UCITS and AIFMD provisions through accurate, transparent exposure tracking and time-series reporting. Core capabilities include:
Liquidity Risk Management
Our platform automates monitoring, testing, and reporting to meet global regulatory standards, including AIFMD, UCITS, ESMA, SEC, and EU MMF. With interactive dashboards and ongoing insights, you can:
Counterparty Risk
Our platform ensures full compliance with UCITS and AIFMD requirements through accurate, transparent exposure tracking and time-series reporting. Core capabilities include:
Value-at-risk Analysis
Through third-party solutions, we offer robust, out-of-the-box risk monitoring as a standalone tool or integrated with UCITS Investment Compliance and AIFMD Annex IV reporting. Features include:
Risk Monitoring Software:
Key Capabilities
Meet your regulatory obligations under UCITS, AIFMD, ESMA, and SEC with a single, integrated risk platform.
Multi-Regime Coverage
Fulfil UCITS, AIFMD, ESMA, and SEC obligations with a single platform built to meet the risk management standards of global regulators.
Comprehensive Derivatives Risk Monitoring
Calculate and report on Commitment, Notional, Gross Exposure, Value-at-Risk (VaR), and AUM under Article 3, across portfolio types.
Advanced Derivatives Functionality
Perform look-through analysis, issuer concentration risk assessments, and index decomposition. Track ongoing leverage, cover, counterparty exposure, and collateral usage with precision.
Custom Risk Management Programmes (RMP)
Access editable RMP templates and best-practice documentation aligned with ESMA and AIFMD requirements to strengthen internal governance.
Outsourced Risk Services
Choose full or partial outsourcing of calculations and reporting, backed by regulatory experts and ongoing support.
The Importance: Why Proactive
Risk Monitoring Matters
Automation delivers greater accuracy, efficiency, and visibility across all risk categories. Reactive oversight isn’t enough. Firms need continuous, accurate tracking to:
Avoid Compliance Breaches
Meet UCITS, AIFMD, ESMA, and SEC obligations.
Protect Investors
Identify and address risks before they escalate.
Strengthen Governance
Maintain transparent, auditable records for regulators and stakeholders.
What Our Clients Say
See Risk Monitoring in Action
Discover how Funds-Axis can help you reduce regulatory risk, monitor exposures accurately, and transform your oversight process.
Why Choose Funds-Axis for Risk Monitoring?
Funds-Axis enables organisations to meet regulatory obligations confidently, with full visibility, traceability, and operational flexibility.
Regulatory Alignment Built In
Our platform integrates the latest ESMA, FCA, and SEC expectations into embedded logic, helping you stay audit-ready and compliant from day one.
Clear, Transparent Oversight
Every exposure, threshold, and methodology is fully traceable, with dashboards, historical reporting, and exportable audit logs.
Scalable to Your Strategy
Whether you’re managing derivatives-heavy portfolios, money market funds, or multi-jurisdiction mandates, our solution is ready to support your structure and strategies.
Deploy on Your Terms
Use the system in-house via SaaS, or let our specialists manage ongoing risk monitoring through a fully outsourced model.
Trusted in Key Jurisdictions
Chosen by firms including those in the UK, Ireland, Luxembourg, and the US, where regulatory standards are among the highest in the world.
About Funds-Axis
Funds-Axis provides risk and compliance technology solutions for the financial services sector. Our risk monitoring software supports global investment firms in managing complex fund structures, derivative exposures, and regulatory demands with confidence.
Risk Monitoring Insights & News
Stay informed with articles and guidance on market risk, regulatory updates, and best practices for UCITS and AIFMD oversight.
Strengthen Your Risk Oversight
Book a personalised demo to experience how Funds-Axis can automate compliance monitoring, streamline reporting, and give you ongoing oversight across jurisdictions.
Our team will walk you through the platform, answer your questions, and show exactly how we can adapt to your firm’s needs.
Make Risk Oversight A Strategic Advantage
Gain full visibility over exposures and regulatory thresholds with dynamic risk analytics, transparent reporting, and ongoing compliance workflows, all powered by Funds-Axis.