About Funds-Axis
Funds-Axis’ Mission is to be identified as a leading trusted provider of global funds technology to the Investment Management industry. Our Vision is to transform the industry’s approach to investment compliance, risk, and regulatory reporting by offering a highly efficient, secure, multi-modular technology platform backed up by the highest levels of expert regulatory support and service.
Our clients are leading global asset managers, administrators, and depositary banks. This market is growing strongly, reflecting increasing regulatory demands and the need for technology solutions.
Our Core Values and company culture are built on being Adaptive, Bold, Collaborative, Dedicated, and Experts in what we do, delivering excellence through innovation, trust, integrity, and exceptional service.
It is our ambition to substantially grow our business internationally over the coming years.
Purpose of the Role
One of the “Regulatory Portals” we offer to our clients as a service is “The Global Exchanges portal”. The Regulatory Research Analyst will be responsible for maintaining and improving reports for clients on our information portal. They will also be responsible for researching, monitoring, and conducting market reviews and publishing relevant articles detailing the latest regulatory and market developments in the exchanges space.
To analyse leads and have management oversight of the company’s Shareholder Disclosures, managed solutions and services, and to give assurance that disclosure activities are being performed in accordance with the organization’s governance framework.
You will be adaptable and hard-working and demonstrate strong communication skills both in relations with your team and with clients and prospects.
You will deliver the support and the operational excellence in accordance with the Company Mission and Vision, and in a manner supportive of the Funds-Axis Values and Business Culture.
Role Overview
- Conducting stock market due diligence reviews as per the review schedule. This will involve examining different aspects of the market, including broker rules, listing criteria, and clearing and settlement requirements.
- Tracking daily market developments and publishing articles to the website for client review and marketing purposes, including short selling bans, emergency market closures, etc.
- Ensuring delivery of excellent customer service, including maintenance of and delivery against the markets’ annual review schedule.
- Completion of Audit Comply checklists as applicable.
- Undertaking verbal and written communication with regulators.
- Assisting the Manager in preparing, updating procedures and training materials.
- Comply with company policies and procedures in relation to the quality and information security management systems.
Your Experience
- 2-5 years of experience in regulatory research with exposure to fund regulations and their impact on regulatory exchanges.
- Eye for detail and ability to think critically and comprehensively.
- Detailed Knowledge of fund regulations in multiple international jurisdictions.
- Passion for excellent customer service.
- Excellent communication skills, particularly writing skills.
Main Responsibilities
- Research markets assigned on a quarterly basis for key regulatory updates.
- Ensure the portal is updated with required backup from original sources.
- Validate the information researched before publishing.
- Prepare and update internal procedures to ensure that all processes are operating correctly, results are accurate and supported by strong data quality.
- Providing the highest range and quality of solutions and services.
- Help the team resolve client queries and issues in a timely fashion.
- Ensure processes are conducted to continuously high standards and identify where efficiencies and improvements in processes can be made.
- Ensure delivery of excellent customer service, including evidencing using workflow management tools in line with Funds-Axis’ policies.
- Work with other teams such as Automations, Data Operations, and Technology as assigned by the manager.
- Assist manager in preparing client demos, training, or regulatory materials that can be published internally and externally.
Why Choose Us?
In return for your commitment, we offer a strong remuneration package and significant opportunities to grow and develop as our business expands, including:
- 33 days’ vacation leave per annum (prorated if starting during the leave year). This includes all bank holidays/statutory days.
- 5.5% employer contribution pension
- Healthcare and life insurance
- Progressive maternity and paternity pay
- Work with a great team
- Travel opportunities
- Work with leading international finance companies
- First-class training package
- Excellent career progression opportunities
- Free, secure city centre parking onsite
Apply
If you feel you have the necessary skills and experience to be successful in this role, email your details to recruitment@funds-axis.com today, forwarding an up-to-date copy of your CV for consideration in the first instance.
