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Regulatory Round-up: July 2021

Regulatory Round-upsBy Trevor Dempster 2 August 2021

In this month’s round-up, of particular interest, nearly two years after the implementation of the Assessment of Value requirements, the FCA have finally provided feedback following a review of 18 firms conducted between July 2020 and May 2021…

Regulatory Round-up: August 2020

Regulatory Round-upsBy Trevor Dempster 3 September 2020

All eyes may be on the month ahead as we enter the final countdown for the entering into force of ESMA’s liquidity stress testing guidelines, however, the past month still brought several important developments on topics such as: AIFMD; Money Market Funds; PRIIPs; Liquidity; and Short Selling.