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Tag Archives: NAV

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NAV Oversight and Validation

NAV Oversight and Validation

ManCoTech, Regulatory InsightsBy Trevor Dempster26 July 2021

An increase in global regulation has subjected fund managers and their outsourcing partners to greater scrutiny over NAV oversight and resilience. Although the Asset Management industry, including ManCos, continued to operate smoothly and without interruptions to the challenges raised by Covid, they did face a number of obstacles.

US Money Market Fund Regulation – More Work Needed!

US Money Market Fund Regulation – More Work Needed!

Investment Compliance, Regulatory InsightsBy Trevor Dempster8 February 2021

Earlier this month the Securities and Exchange Commission (SEC) published a request for public comment on potential reform measures to improve the resilience of money market funds. The request follows the report of the President’s Working Group on Financial Markets issued in December 2020.

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