February 28, 2022On 25th February 2022, the Securities and Exchange Commission (SEC) announced proposals that would provide greater transparency to investors and…- February 11, 2022SEC Propose Amendments to Schedule 13D & G Reporting On the 10th February 2022, the Securities and Exchange Commission (SEC)…
- January 13, 2022Due to increased volatility on the financial markets in 2020 triggered by the COVID-19 pandemic, ESMA decided to temporarily lower…
- September 3, 2021In 2020, Japan tightened foreign investment rules with the amendments to the Foreign Exchange and Foreign Trade Act (FEFTA). When…
- April 19, 2021Investment Managers need to ensure they have in place appropriate systems and procedures to ensure they meet the Hong Kong…
- November 6, 2020In July, the SEC announced proposed amendments to 13F Reporting, to update the reporting threshold for institutional investment managers, as…
