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Tag Archives: Short Selling Reporting

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EU Short Selling Reporting Threshold Lowered to 0.1%

EU Short Selling Reporting Threshold Lowered to 0.1%

Regulatory Insights, Shareholder DisclosuresBy Trevor Dempster13 January 2022

Due to increased volatility on the financial markets in 2020 triggered by the COVID-19 pandemic, ESMA decided to temporarily lower the reporting threshold of 0.2 % to 0.1 %, effective from 16 March 2020. The temporarily lowered reporting threshold of 0.1 % was effective until 19 March 2021, after which the reporting threshold was set back to 0.2 %.

Refresher Series: Hong Kong Short Selling Reporting

Refresher Series: Hong Kong Short Selling Reporting

Regulatory Insights, Shareholder DisclosuresBy Trevor Dempster19 April 2021

Investment Managers need to ensure they have in place appropriate systems and procedures to ensure they meet the Hong Kong Short Selling Reporting obligations of the funds that they manage.

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