May 20, 2021In early 2020, the European Securities and Markets Authority (ESMA) launched a Common Supervisory Action (CSA) on UCITS liquidity risk…- April 19, 2021Investment Managers need to ensure they have in place appropriate systems and procedures to ensure they meet the Hong Kong…
- March 29, 2021The European Securities and Markets Authority (ESMA) has launched a consultation on potential reforms of the EU Money Market Funds…
- March 26, 2021ESMA has published the results of the 2020 Common Supervisory Action (CSA) on UCITS liquidity risk management (LRM). UCITS are…
- March 8, 2021IOSCO has launched a Thematic Review on the implementation of Liquidity Risk Management Recommendations. The Thematic Review aims to assess…
- February 14, 2021This week we return to our refresher series on liquidity risk rules around the world, and in particular, the rules…
- February 8, 2021Earlier this month the Securities and Exchange Commission (SEC) published a request for public comment on potential reform measures to…
- February 8, 2021UCITS IV requires UCITS to make an updated KIID available to investors for each sub-fund/standalone fund within 35 business days…
- February 1, 2021Following the end of the transition period, on the 1st January 2021, COLL 5.2.10 was updated to include the “United…
- January 8, 2021Yesterday, ESMA announced that it will be launching a Common Supervisory Action (CSA) with national competent authorities (NCAs) on the…
