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More
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Category:
Shareholder Disclosures
SEC Propose Amendments to Schedule 13D & G Reporting
February 11, 2022
SEC Propose Amendments to Schedule 13D & G Reporting On the 10th February 2022, the Securities and Exchange Commission (SEC)…
EU Short Selling Reporting Threshold Lowered to 0.1%
January 13, 2022
Due to increased volatility on the financial markets in 2020 triggered by the COVID-19 pandemic, ESMA decided to temporarily lower…
Japan’s FEFTA Pre-Notification Requirements FAQs
September 3, 2021
In 2020, Japan tightened foreign investment rules with the amendments to the Foreign Exchange and Foreign Trade Act (FEFTA). When…
Refresher Series: Hong Kong Short Selling Reporting
April 19, 2021
Investment Managers need to ensure they have in place appropriate systems and procedures to ensure they meet the Hong Kong…
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