May 19, 2026Australia’s shareholder disclosure regime is changing in 2026, introducing new substantial holding and beneficial ownership rules that capture equity derivatives…- May 11, 2026The FCA has finalised major reforms to the UK short selling regime, introducing a new Short Selling Sourcebook and phased…
- May 11, 2026The UK Takeover Panel’s 2026 reforms mark a major shift for asset managers. Beyond updates to dual‑class structures, IPO treatment…
- March 19, 2026Explore the UK’s 12 March 2026 NSI Act updates, including new Water sector rules and refined AI, Communications and Data…
December 3, 2025Learn the EU Transparency Directive’s reporting rules, shareholding thresholds, and compliance challenges. Essential guide for issuers, investors, and compliance teams.- December 2, 2025Learn everything about SEC Form 13F filing requirements, deadlines, penalties, and compliance tips. Discover who must file, what securities are…
- November 6, 2025Stay ahead of the FCA’s UK Short Selling Regulation 2025. Learn about the new ANSP model, Reportable Shares List, and…
- November 3, 2025Explore Australia’s substantial holdings disclosure reforms and how fund managers can prepare for ASIC shareholder compliance.
- September 2, 2025Discover how the Fifth Circuit Court's decision to remand SEC rules 13f-2 and 10c-1a impacts securities lending and short selling…
- August 7, 2025Explore Japan’s 2024 amendments to the Financial Instruments and Exchange Act and Investment Trusts Act - effective May 2026. Learn…
