EU Short Selling
Compliance Software
Our EU Short Selling Compliance Module streamlines net short position monitoring across EU/EEA markets. With real-time alerts, intuitive dashboards, and seamless submissions, it minimises errors, mitigates regulatory risk, and ensures daily compliance with ESMA and national authorities.
EU Short Selling Compliance Software Overview
In the evolving EU financial landscape, asset managers, hedge funds, broker-dealers, and other financial institutions face intricate short selling disclosure obligations under Regulation (EU) No 236/2012 and its delegated acts.
Navigating multi-jurisdictional thresholds, aggregating diverse instrument data, and meeting end-of-day regulatory deadlines can strain compliance teams and introduce operational risk.
Our EU Short Selling Compliance Module transforms this complexity into a streamlined process: it ingests holdings, trades, derivatives, and market data, applies jurisdiction-specific rules, and automates report generation and submission.
With intuitive dashboards and real-time alerts, your team can focus on strategic oversight while we handle the regulatory heavy lifting.
Core Features of Our EU Short Selling Compliance Module
Our module offers a comprehensive suite of features designed to automate and simplify every aspect of EU short selling compliance. From real-time data synthesis to granular position analytics, each component ensures proactive monitoring and full audit readiness.
Multi-Instrument Aggregation
Automated Net Position Calculation
Country-Specific Threshold Library
Real-Time Alerts
User-Defined Exemption Flags
One-Click
Report Generation
Historical Position Archiving
API & Webhook
Support
EU Short Selling Disclosure Compliance Software
Threshold Monitoring
Multi-Instrument Aggregation
Multi-level position aggregation
Real-Time Alerts
Audit-Ready Reporting
See EU Short Selling Compliance in Action
Share a few details and we’ll provide a tailored walkthrough focused on the disclosure rules, jurisdictional nuances, and monitoring workflows most relevant to your portfolios and compliance processes.
Key Benefits of EU Short Selling Compliance Software
Drive efficiency, accuracy, and regulatory confidence:
Eliminate manual errors and reduce compliance workload.
Ensure timely notifications to avoid missed deadlines.
Streamline filings with instant, NCA-ready reports.
Maintain complete audit trails for inspections.
Scale compliance operations across multiple jurisdictions.
Customise workflows with flexible exemption handling.
Integrate seamlessly via API for up-to-date data.
Stay current with ESMA and local regulatory updates.
Automated tracking of exempted shares and short-selling bans.
Shareholder Disclosure
Insights & News
Access practical insights, jurisdiction updates, and thought leadership on navigating the evolving disclosure landscape.
See EU Short Selling Compliance in Action: A Guided Walkthrough
See first-hand how Galaxy automates short selling monitoring and disclosure across EU and UK regimes – with real‑time net short position tracking, jurisdiction‑specific thresholds, automated alerting, and clear visibility over reporting obligations as positions move.
Share a few details and we’ll provide a tailored walkthrough focused on the disclosure rules, jurisdictional nuances, and monitoring workflows most relevant to your portfolios and compliance processes.
Turn Disclosure
Complexity into Clarity
Avoid penalties, reduce manual workloads, and automate your shareholder disclosure process with Funds-Axis.