SEC Extends Compliance Deadline for Short Selling Rule 13f-2 – What It Means for You
On 7th February, 2025, the U.S. Securities and Exchange Commission (SEC) announced a one-year extension for the compliance date of Rule 13f-2 and Form SHO reporting. This means the first Form SHO filings are now due by 17th February, 2026, instead of 14th February, 2025.
Why the Delay?
The SEC granted this extension to allow institutional investment managers more time to implement technical and operational updates following the finalization of reporting standards on 16th December, 2024 – right before the holiday period. The extra time ensures a smoother transition and improved data accuracy for regulatory reporting.
Key Takeaways from the SEC’s Announcement
- Extended Compliance Timeline – Rule 13f-2 & Form SHO compliance, originally set for 2nd January, 2025, is now pushed back by a year.
- First Filing Deadline Moved – Initial Form SHO filings, previously due on 14th February, 2025, are now due on 17th February, 2026.
- Stronger Transparency Goals – The SEC aims to ensure more accurate, complete, and useful data for the market with this extension.
What’s Next?
Despite the extension, compliance remains a critical priority. The SEC’s short selling transparency rules are designed to increase market visibility and reduce systemic risk, meaning firms still need to ensure they have robust compliance processes in place before the new deadline.
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