CP86 Thematic Review and Conclusions

CP86 Thematic Review and Conclusions

On 20th October 2020, the Central Bank of Ireland (CBI) published a letter to all UCITS management companies, authorised Alternative Investment Fund Managers (AIFMs), self-managed UCITS investment companies and internally managed Alternative Investment Funds which are authorised AIFMs. The letter sets out the CBI’s conclusions of its thematic inspection of compliance with its Fund Management Companies Guidance, which concluded the three-part CP86 consultation process.

Funds-Axis Regulatory Round-up May 2020

Regulatory Round-up: May 2020

This month’s regulatory round-up, pulls together some of the interesting regulatory developments we have tracked throughout May. It’s no surprise that liquidity continues to dominate the headlines with the CSSF launching the IFM notifications on fund issues and large redemptions, EU Member States publishing their intentions regarding the Money Market Fund Stress Tests, and the ESRB making recommendations regarding liquidity risk in investment funds.

Funds-Axis Regulatory Round-up April 2020

Regulatory Round-up: April 2020

With over 100 developments tracked in the last month on ATLAS Funds Training, unsurprisingly COVID-19 continues to dominate the headlines. This month’s briefing covers the latest developments impacting asset managers, including: PRIIPs back in the spotlight with the EU divided over further reforms, Liquidity risk management, The renewal of short selling bans despite growing scepticism, The French AMF issuing fines, unhappy with the quality of AIFM reporting systems and considering proposals to reduce major shareholding thresholds, and The SEC’s proposed new framework for valuation practices.