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Tag:
Investment Compliance
India: SEBI’s Mutual Fund Regulation Review 2025 – What Fund Managers Need to Know
November 5, 2025
SEBI mutual fund regulation review 2025 outlines key reforms in AMC governance, TER, and digital disclosures. Read the SEBI consultation…
Australia’s Substantial Holdings Disclosure Reform – What Fund Managers Need to Know
November 3, 2025
Explore Australia’s substantial holdings disclosure reforms and how fund managers can prepare for ASIC shareholder compliance.
The A-Z of Funds-Axis: Our Capabilities, From Annex IV to Zero Trust
October 23, 2025
Explore the A–Z of Funds-Axis capabilities - from Annex IV reporting to Zero Trust architecture. Discover how our platform simplifies…
India GIFT City: Proposed Amendments to IFSCA Fund Management Regulations – October 2025
October 17, 2025
IFSCA has proposed key amendments to the Fund Management Regulations, 2022. Learn how Galaxy by Funds-Axis supports FMEs in GIFT…
India GIFT City: Unlocking Global Fund Management with Galaxy by Funds-Axis
September 15, 2025
Discover how Galaxy by Funds-Axis helps FMEs in GIFT City IFSC automate compliance, disclosures, and reporting under IFSCA regulations.
ESMA Final Report: UCITS Eligible Assets Directive – Key Changes for Investment Compliance
July 25, 2025
Discover ESMA’s final recommendations on UCITS eligible assets, including look-through requirements, alternative asset exposure, and regulatory alignment. Learn what investment…
NAV Oversight and Validation
July 26, 2021
An increase in global regulation has subjected fund managers and their outsourcing partners to greater scrutiny over NAV oversight and…
Challenges facing ManCos – more regulations, more regulatory change, and more scrutiny than ever before (Part 1)
July 10, 2021
The pressure is rising on the ManCo industry - Management Companies (ManCos) are dealing with more regulations, and more regulatory…
What is ManCoTech?
July 9, 2021
You’ve heard of FinTech, you’ve heard of RegTech, but have you heard of ManCoTech? It’s the latest “buzzword” in the…
CP86 Thematic Review and Conclusions
October 23, 2020
On 20th October 2020, the Central Bank of Ireland (CBI) published a letter to all UCITS management companies, authorised Alternative…
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