July 16, 2021In 2019, the Bank of England (BoE) and Financial Conduct Authority (FCA) launched a joint review into vulnerabilities associated with…- June 23, 2021Liquidity risk in managed funds has been a prominent and increasing concern of regulators globally, particularly in the past two…
- May 20, 2021In early 2020, the European Securities and Markets Authority (ESMA) launched a Common Supervisory Action (CSA) on UCITS liquidity risk…
- March 26, 2021ESMA has published the results of the 2020 Common Supervisory Action (CSA) on UCITS liquidity risk management (LRM). UCITS are…
- February 14, 2021This week we return to our refresher series on liquidity risk rules around the world, and in particular, the rules…
- October 30, 2020On Wednesday, the Securities and Exchange Commission (SEC) approved 3 to 2, the 458 page derivative use rules aimed at…
- July 20, 2020Last week we took a brief look at the liquidity risk management regime in Hong Kong. This week, moving slightly…
