UCITS Eligible Assets Checking Module
INTERACTIVE
TIME-SERIES
REPORTING
ALL
CALCULATIONS
FULL
TRANSPARENCY
Automated Monitoring
Monitoring high volumes of instruments using quantitative criteria, via our Investment Compliance solution. Includes identification of new instruments invested into and workflow for asset eligibility assessments.
Data Sources used to identify potentially ineligible assets include:
- Market data for fund types, asset type, issuer, exchange section / unlisted status, trading volumes, credit rating, price spreads, days since last price and maturity dates.
- Independent analysis – UCITS equivalence, 10% check, independent custody, index eligibility.
Cost: Investment Compliance Monitoring costs apply.
Manual Analysis
Manual analysis and review of UCITS asset eligibility at specific instrument level:
- Eligibility of assets for UCITS is checked according to ESMA requirements; and
- Fully documented and transparent process, including detailed decision tree documentation.
We have reviewed hundreds of CIS, structured products and indices for managers, depositaries and product providers.
Cost: Variable, depending on the complexity of the instrument and the level of documentation required.
UCITS Eligible Assets Checking Software Overview
We provide outsourced UCITS Eligible Assets Checking software featuring automated controls plus manual analysis.
This includes full assessment of all asset types in accordance with the provisions of the UCITS Directive, Eligible Assets Directive and ESMA Guidelines, including for:
- Transferable securities
- Close-ended funds
- Money Market instruments
- Open ended UCIs
- Financial derivatives instruments
- Embedded derivatives
- Deposits
- Indices
- EPM techniques and instruments
UCITS Eligible Assets Checking Insights & News
Get in Touch to Learn More
Learn how our UCITS Eligible Assets Checking Module can simplify and enhance your asset eligibility verification processes. Whether you’re curious to learn more or ready to see it in action, we’re here to help. Fill out the form below, and a member of our team will be in touch to provide tailored insights or arrange a personalised demonstration.