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Category Archives: Regulatory Insights

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Japan’s 2024 FIEA Amendments Key Shareholder Disclosure Reforms Coming in 2026

Japan’s 2024 FIEA Amendments: Key Shareholder Disclosure Reforms Coming in 2026

Regulatory Insights, Shareholder DisclosuresBy Trevor Dempster7 August 2025Leave a comment

Explore Japan’s 2024 amendments to the Financial Instruments and Exchange Act and Investment Trusts Act – effective May 2026. Learn how changes to tender offer rules and large shareholding reporting will impact investor transparency and compliance.

Strengthening National Security Understanding the UK’s NSI Act and Proposed Reforms

Strengthening National Security: Understanding the UK’s NSI Act and Proposed Reforms

Regulatory Insights, Shareholder DisclosuresBy Trevor Dempster7 August 2025Leave a comment

Stay informed on the UK National Security and Investment Act 2021 – understand who must report, when to notify, and how proposed 2025 reforms could reshape investment screening. Learn what sectors are affected and how to stay compliant.

Safeguarding UK Media - Government Proposes New Rules to Limit Foreign State Influence

Safeguarding UK Media: Government Proposes New Rules to Limit Foreign State Influence

Regulatory Insights, Shareholder DisclosuresBy Trevor Dempster28 July 2025

On 16 July 2025, the UK Government launched a consultation to strengthen rules preventing foreign state influence in UK newspapers. Learn what the proposed changes mean for media ownership, transparency, and national security.

Jane Street and the BANKNIFTY Manipulation A Global Call for Derivatives Disclosure Reform

Jane Street and the BANKNIFTY Manipulation: A Global Call for Derivatives Disclosure Reform

Regulatory Insights, Shareholder DisclosuresBy Trevor Dempster21 July 2025

India’s SEBI accuses Jane Street of manipulation – revealing gaps in global disclosure rules. Learn how regulators are responding and how to stay compliant.

Blog Series 5_ Requirements Summary and Transition Arrangements

Blog Series 5: Requirements Summary and Transition Arrangements

Fund Documents, Regulatory InsightsBy Trevor Dempster16 May 2025

Understand the transition rules for Consumer Composite Investments (CCI), including manufacturer and distributor responsibilities, product summary requirements, and key deadlines for compliance.

Blog Series 4_ Other Disclosure Requirements

Blog Series 4: Other Disclosure Requirements

Fund Documents, Regulatory InsightsBy Trevor Dempster14 May 2025

Explore key disclosure requirements under the new Consumer Composite Investments (CCI) regime, including identity details, product characteristics, complaints handling, exit mechanisms, and additional investor information.

Blog Series 3 An Overview of Past Performance Proposals

Blog Series 3: An Overview of Past Performance Proposals

Fund Documents, Regulatory InsightsBy Trevor Dempster6 May 2025

Explore the FCA’s proposals for past performance disclosures in the new Consumer Composite Investments (CCI) regime. Learn how the growth of £10k line graph and other changes will impact product manufacturers and investors.

Blog Series 2 CCI Risk and Reward Metric

Blog Series 2: CCI Risk and Reward Metric

Fund Documents, Regulatory InsightsBy Trevor Dempster28 April 2025

Understand the FCA’s proposed Risk and Reward Metric (RRM) under the new Consumer Composite Investments (CCI) regime. Learn about the new calculation, its comparison with SRRI, and the impact on product manufacturers and distributors. Stay informed with Funds-Axis.

Blog Series 1 An Overview of Cost Proposals for Consumer Composite Investments (CCI)

Blog Series 1: An Overview of Cost Proposals for Consumer Composite Investments (CCI)

Fund Documents, Regulatory InsightsBy Trevor Dempster25 April 2025

Explore the implications of cost disclosures under the new Consumer Composite Investments (CCI) regime. Learn about the FCA’s proposed changes, including detailed breakdowns of cost categories and new disclosure requirements. Stay informed with Funds-Axis.

Consumer Composite Investments: Your Guide to the FCA’s Consultation Papers

Consumer Composite Investments: Your Guide to the FCA’s Consultation Papers

Fund Documents, Regulatory InsightsBy Trevor Dempster25 April 2025

Discover the FCA’s proposed changes to investment product regulations in the UK with our guide on Consumer Composite Investments (CCI). Learn about the new standardised and transparent product information framework replacing PRIIPs KID and UCITS KIID. Stay informed with Funds-Axis.

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