Jane Street and the BANKNIFTY Manipulation: A Global Call for Derivatives Disclosure Reform
India’s SEBI accuses Jane Street of manipulation – revealing gaps in global disclosure rules. Learn how regulators are responding and how to stay compliant.
Blog Series 5: Requirements Summary and Transition Arrangements
Understand the transition rules for Consumer Composite Investments (CCI), including manufacturer and distributor responsibilities, product summary requirements, and key deadlines for compliance.
Blog Series 4: Other Disclosure Requirements
Explore key disclosure requirements under the new Consumer Composite Investments (CCI) regime, including identity details, product characteristics, complaints handling, exit mechanisms, and additional investor information.
Blog Series 3: An Overview of Past Performance Proposals
Explore the FCA’s proposals for past performance disclosures in the new Consumer Composite Investments (CCI) regime. Learn how the growth of £10k line graph and other changes will impact product manufacturers and investors.
Blog Series 2: CCI Risk and Reward Metric
Understand the FCA’s proposed Risk and Reward Metric (RRM) under the new Consumer Composite Investments (CCI) regime. Learn about the new calculation, its comparison with SRRI, and the impact on product manufacturers and distributors. Stay informed with Funds-Axis.
Blog Series 1: An Overview of Cost Proposals for Consumer Composite Investments (CCI)
Explore the implications of cost disclosures under the new Consumer Composite Investments (CCI) regime. Learn about the FCA’s proposed changes, including detailed breakdowns of cost categories and new disclosure requirements. Stay informed with Funds-Axis.
Consumer Composite Investments: Your Guide to the FCA’s Consultation Papers
Discover the FCA’s proposed changes to investment product regulations in the UK with our guide on Consumer Composite Investments (CCI). Learn about the new standardised and transparent product information framework replacing PRIIPs KID and UCITS KIID. Stay informed with Funds-Axis.
UCITS KIID & PRIIPs KID Re-Generation: The Latest on COVID-19 Volatility’s Unwinding
Discover how the unwinding of COVID-19 volatility impacts UCITS KIIDs and PRIIPs KIDs in 2025. Learn about updates, risk indicator changes, and how Funds-Axis can support your compliance needs.
SEC Extends Compliance Deadline for Short Selling Rule 13f-2 – What It Means for You
SEC Extends Compliance Deadline for Short Selling Rule 13f-2 – What It Means for You On 7th February, 2025, the U.S. Securities and Exchange Commission (SEC) announced a one-year extension for the compliance date of Rule 13f-2 and Form SHO reporting. This means the first Form SHO filings are now due by 17th February, 2026,…
Revised Guidelines for China Disclosure Rules Under Articles 13 & 14 of the Takeover Measures
Revised Guidelines for China Disclosure Rules Under Articles 13 & 14 of the Takeover Measures To ensure the correct understanding and application of Articles 13 and 14 of the ‘Administrative Measures for the Acquisition of Listed Companies,’ the China Securities Regulatory Commission (CSRC) has introduced new guidelines. On 5th January 2024, the CSRC drafted the…
