Explore the FCA’s proposals for past performance disclosures in the new Consumer Composite Investments (CCI) regime. Learn how the growth of £10k line graph and other changes will impact product manufacturers and investors.
Understand the FCA’s proposed Risk and Reward Metric (RRM) under the new Consumer Composite Investments (CCI) regime. Learn about the new calculation, its comparison with SRRI, and the impact on product manufacturers and distributors. Stay informed with Funds-Axis.
Explore the implications of cost disclosures under the new Consumer Composite Investments (CCI) regime. Learn about the FCA’s proposed changes, including detailed breakdowns of cost categories and new disclosure requirements. Stay informed with Funds-Axis.
Discover the FCA’s proposed changes to investment product regulations in the UK with our guide on Consumer Composite Investments (CCI). Learn about the new standardised and transparent product information framework replacing PRIIPs KID and UCITS KIID. Stay informed with Funds-Axis.
Discover how the unwinding of COVID-19 volatility impacts UCITS KIIDs and PRIIPs KIDs in 2025. Learn about updates, risk indicator changes, and how Funds-Axis can support your compliance needs.
SEC Extends Compliance Deadline for Short Selling Rule 13f-2 – What It Means for You On 7th February, 2025, the U.S. Securities and Exchange Commission (SEC) announced a one-year extension for the compliance date of Rule 13f-2 and Form SHO reporting. This means the first Form SHO filings are now due by 17th February, 2026,…
Revised Guidelines for China Disclosure Rules Under Articles 13 & 14 of the Takeover Measures To ensure the correct understanding and application of Articles 13 and 14 of the ‘Administrative Measures for the Acquisition of Listed Companies,’ the China Securities Regulatory Commission (CSRC) has introduced new guidelines. On 5th January 2024, the CSRC drafted the…
UK Short Selling Regulation 2025: A New Era The regulatory landscape of short selling in the UK has been on a dynamic journey. Initially, the UK’s own short selling regime set the stage. Then, in 2012, the introduction of the Short Selling Regulation (EU) No 236/2012 (SSR) harmonised the UK’s approach with that of other…
On September 25, 2024, the Securities and Exchange Commission (SEC) announced settled charges against 23 entities and individuals for failing to timely report their holdings and transactions in public company stocks. This enforcement action, focused on Schedules 13D, 13G, and Forms 3, 4, and 5, underscores the SEC’s commitment to enforcing shareholder disclosure rules and maintaining transparency in financial markets.
Among the entities penalised are some of the largest and most recognisable names in the corporate world, including Alphabet and Goldman Sachs. The total fines levied amount to more than $3.8 million.
On 19th September 2024, the Financial Conduct Authority (FCA) issued a statement outlining its plans to overhaul the existing PRIIPs legislation in the UK. The new framework Consumer Composite Investments aims to enhance flexibility and address long-standing industry concerns, particularly in the area of cost disclosures.
