Skip to main content
Skip to footer
About
About Us
Careers
Become a Partner
Fund Data Integrations
Products
Investment Compliance Monitoring Software
Global Regulatory Reporting Solutions
Shareholder Disclosure Monitoring Software
Fund Document Solutions
Risk Monitoring Solutions
Sanctions & ESG Monitoring Software
More
Depositary Cashflow Monitoring Software
Global Exchanges
ATLAS Funds Training
Who We Help
Insights
Regulatory Insights
Corporate & ESG
AI
Contact Us
About
About Us
Careers
Become a Partner
Fund Data Integrations
Products
Investment Compliance Monitoring Software
Global Regulatory Reporting Solutions
Shareholder Disclosure Monitoring Software
Fund Document Solutions
Risk Monitoring Solutions
Sanctions & ESG Monitoring Software
More
Depositary Cashflow Monitoring Software
Global Exchanges
ATLAS Funds Training
Who We Help
Insights
Regulatory Insights
Corporate & ESG
AI
Contact Us
Category:
Regulatory Insights
Are you ready for dual disclosures after the Brexit transition period?
December 16, 2020
As we move closer and closer to a no-deal Brexit, the likelihood is, that come the end of the UK’s…
Asset Managers Need to Step Up Their Liquidity Efforts – ESMA’s Five Key Priorities
November 16, 2020
Throughout the year regulators have focused on liquidity, and as this year draws to a close, that focus shows no…
Overhaul of Global Shareholder Disclosure Rules – Part 1
November 6, 2020
In July, the SEC announced proposed amendments to 13F Reporting, to update the reporting threshold for institutional investment managers, as…
SEC Adopts Modernized Regulatory Framework for Derivatives Use
October 30, 2020
On Wednesday, the Securities and Exchange Commission (SEC) approved 3 to 2, the 458 page derivative use rules aimed at…
AIFMD II Consultation
October 26, 2020
On 22nd October 2020, the European Commission (EC) published the much anticipated consultation on the Alternative Investment Fund Managers Directive…
CP86 Thematic Review and Conclusions
October 23, 2020
On 20th October 2020, the Central Bank of Ireland (CBI) published a letter to all UCITS management companies, authorised Alternative…
Further Liquidity Regulatory Scrutiny Needed
October 15, 2020
Last month it was great to see a number of key liquidity developments finally enter into force, including: ESMA’s new…
The 16 ESMA Guidelines on Liquidity Stress Testing for UCITS and AIFs
July 27, 2020
On 2nd September 2019, the European Securities and Markets Authority (ESMA) published its final guidance regarding liquidity stress tests of…
Liquidity Landscape – Singapore
July 20, 2020
Last week we took a brief look at the liquidity risk management regime in Hong Kong. This week, moving slightly…
Liquidity Landscape – Hong Kong
July 13, 2020
Although liquidity risk management practices vary in different jurisdictions, in most cases, asset managers are required to monitor the liquidity…
←
1
…
5
6
7
8
→
Subscribe To Insights