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About Us
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Investment Compliance Monitoring Software
Global Regulatory Reporting Solutions
Shareholder Disclosure Monitoring Software
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Risk Monitoring Solutions
Sanctions & ESG Monitoring Software
More
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Who We Help
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Tag:
Risk Monitoring
The A-Z of Funds-Axis: Our Capabilities, From Annex IV to Zero Trust
October 23, 2025
Explore the A–Z of Funds-Axis capabilities - from Annex IV reporting to Zero Trust architecture. Discover how our platform simplifies…
FCA Flags Missing Data in AIF002 Returns: What Fund Managers Need to Know
September 18, 2025
The FCA has flagged missing LEI, ISIN, and redemption rights data in AIF002 returns. Learn how Galaxy by Funds-Axis helps…
NAV Oversight and Validation
July 26, 2021
An increase in global regulation has subjected fund managers and their outsourcing partners to greater scrutiny over NAV oversight and…
Challenges facing ManCos – more regulations, more regulatory change, and more scrutiny than ever before (Part 1)
July 10, 2021
The pressure is rising on the ManCo industry - Management Companies (ManCos) are dealing with more regulations, and more regulatory…
What is ManCoTech?
July 9, 2021
You’ve heard of FinTech, you’ve heard of RegTech, but have you heard of ManCoTech? It’s the latest “buzzword” in the…
Refresher Series: US Liquidity Risk Rules
February 14, 2021
This week we return to our refresher series on liquidity risk rules around the world, and in particular, the rules…
SEC Adopts Modernized Regulatory Framework for Derivatives Use
October 30, 2020
On Wednesday, the Securities and Exchange Commission (SEC) approved 3 to 2, the 458 page derivative use rules aimed at…
Liquidity Landscape – Singapore
July 20, 2020
Last week we took a brief look at the liquidity risk management regime in Hong Kong. This week, moving slightly…
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