Refresher Series: Hong Kong Short Selling Reporting
Investment Managers need to ensure they have in place appropriate systems and procedures to ensure they meet the Hong Kong Short Selling Reporting obligations of the funds that they manage.
UCITS Eligible Markets – Regulated, Operates Regularly, Open to the Public
Following the end of the transition period, on the 1st January 2021, COLL 5.2.10 was updated to include the “United Kingdom“. COLL 5.2.10 of the Sourcebook now reads that a market is eligible under the “UK UCITS” regime, if it is: A regulated market; A market in the United Kingdom or an EEA State which is regulated, operates regularly and is open to the public.