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Tag:
UCITS
The A-Z of Funds-Axis: Our Capabilities, From Annex IV to Zero Trust
October 23, 2025
Explore the A–Z of Funds-Axis capabilities - from Annex IV reporting to Zero Trust architecture. Discover how our platform simplifies…
ESMA Final Report: UCITS Eligible Assets Directive – Key Changes for Investment Compliance
July 25, 2025
Discover ESMA’s final recommendations on UCITS eligible assets, including look-through requirements, alternative asset exposure, and regulatory alignment. Learn what investment…
Liquidity Mismatch – FCA & BoE put forward suggested possible liquidity framework
July 16, 2021
In 2019, the Bank of England (BoE) and Financial Conduct Authority (FCA) launched a joint review into vulnerabilities associated with…
17 Liquidity Risk Management Recommendations from the FMA
June 23, 2021
Liquidity risk in managed funds has been a prominent and increasing concern of regulators globally, particularly in the past two…
Central Bank of Ireland Calls for UCITS Managers to Review Liquidity Risk Management Frameworks
May 20, 2021
In early 2020, the European Securities and Markets Authority (ESMA) launched a Common Supervisory Action (CSA) on UCITS liquidity risk…
UCITS Liquidity Risk Management: ESMA’s 11 Areas for Improvement
March 26, 2021
ESMA has published the results of the 2020 Common Supervisory Action (CSA) on UCITS liquidity risk management (LRM). UCITS are…
Refresher Series: UCITS KIIDs
February 8, 2021
UCITS IV requires UCITS to make an updated KIID available to investors for each sub-fund/standalone fund within 35 business days…
UCITS Eligible Markets – Regulated, Operates Regularly, Open to the Public
February 1, 2021
Following the end of the transition period, on the 1st January 2021, COLL 5.2.10 was updated to include the “United…
Are you complying with the cost related provisions of the UCITS framework?
January 8, 2021
Yesterday, ESMA announced that it will be launching a Common Supervisory Action (CSA) with national competent authorities (NCAs) on the…
Asset Managers Need to Step Up Their Liquidity Efforts – ESMA’s Five Key Priorities
November 16, 2020
Throughout the year regulators have focused on liquidity, and as this year draws to a close, that focus shows no…
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