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    • Investment Compliance
      • Overview
      • UCITS
      • US 1940 Act
      • Shareholder Disclosures
    • Regulatory Reporting
      • Overview
      • AIFMD Annex IV Reporting
      • FCA Assessment of Value
      • FCA Derivatives Use Reporting
      • US Form 13F Reporting
    • Risk Monitoring
      • Overview
      • Liquidity Risk Management
      • Counterparty Risk
      • Leverage Requirements
      • Value-at-Risk Analysis
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      • Cashflow Monitoring
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      • Overview
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      • PRIIPs (EMT, EPT), KIDs
      • Website Widgets
      • Digital Factsheets
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      • Machine Reading
      • Interactive Dashboards
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Funds-Axis Regulatory Round-ups Regulatory Round-ups A monthly round up of the latest regulatory developments impacting the investment fund industry.
Apr62021
Regulatory Round-ups Regulatory Round-up: March 2021

Regulatory Round-up: March 2021

Regulatory Round-upsBy Trevor Dempster6 April 2021

With the end of the first quarter of the year, March brought with…

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Mar12021
Regulatory Round-ups Regulatory Round-up February 2021

Regulatory Round-up: February 2021

Regulatory Round-upsBy Trevor Dempster1 March 2021

February saw a number of developments on a range of areas, including: SFDR;…

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Feb12021
Regulatory InsightsRegulatory Round-ups

Regulatory Round-up: January 2021

Regulatory Insights, Regulatory Round-upsBy Trevor Dempster1 February 2021

Welcome to the first monthly regulatory round-up of 2021. Each month we will…

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Dec12020
Regulatory Round-ups Regulatory Round-up - November 2020

Regulatory Round-up: November 2020

Regulatory Round-upsBy Trevor Dempster1 December 2020

The past month brought important developments on topics such as fund liquidity, costs…

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Nov22020
Regulatory InsightsRegulatory Round-ups Regulatory Round-up: October 2020

Regulatory Round-up: October 2020

Regulatory Insights, Regulatory Round-upsBy Trevor Dempster2 November 2020

Despite the continuing focus on the rapidly rising COVID-19 infections rates in the…

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Oct72020
Regulatory Round-ups Funds-Axis Regulatory Round-up: September 2020

Regulatory Round-up: September 2020

Regulatory Round-upsBy Trevor Dempster7 October 2020

The big month of liquidity finally arrived where we saw a number of…

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Sep32020
Regulatory Round-ups Funds-Axis Regulatory Round-up August 2020

Regulatory Round-up: August 2020

Regulatory Round-upsBy Trevor Dempster3 September 2020

All eyes may be on the month ahead as we enter the final…

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Aug112020
Regulatory Round-ups Funds-Axis Regulatory Round-up July 2020

Regulatory Round-up: July 2020

Regulatory Round-upsBy Trevor Dempster11 August 2020

Although the regulatory responses to COVID-19 have begun to slow, the past month…

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Jul12020
Regulatory Round-ups Funds-Axis Regulatory Round-up June 2020

Regulatory Round-up: June 2020

Regulatory Round-upsBy Trevor Dempster1 July 2020

This month’s regulatory round-up pulls together some interesting regulatory developments we have tracked…

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Jun22020
Regulatory Round-ups Funds-Axis Regulatory Round-up May 2020

Regulatory Round-up: May 2020

Regulatory Round-upsBy Trevor Dempster2 June 2020

This month’s regulatory round-up, pulls together some of the interesting regulatory developments we…

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May12020
Regulatory Round-ups Funds-Axis Regulatory Round-up April 2020

Regulatory Round-up: April 2020

Regulatory Round-upsBy Trevor Dempster1 May 2020

With over 100 developments tracked in the last month on ATLAS Funds Training,…

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Apr12020
Regulatory Round-ups Funds-Axis Regulatory Round-up March 2020

Regulatory Round-up: March 2020

Regulatory Round-upsBy Trevor Dempster1 April 2020

This month’s briefing covers the latest developments impacting asset managers in the wake…

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