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Category Archives: Depositary Solutions

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FCA Custody and Fund Services Supervision Strategy

FCA Custody and Fund Services Supervision Strategy

Depositary Solutions, Regulatory InsightsBy Trevor Dempster23 March 2022

The FCA have published a letter outlining the key risks that custody and fund services firms need to manage in order to protect investors and the integrity of the markets in which they operate. In the letter, the FCA outline the necessary action they expect firms to take to ensure that risks are appropriately mitigated.

UCITS AND AIFS NEW SEGREGATION AND SAFEKEEPING DUTIES FOR DEPOSITARIES ENTER INTO FORCE

UCITS and AIFs new segregation and safekeeping duties for depositaries enter into force

Depositary Solutions, Regulatory InsightsBy Trevor Dempster6 April 2020

On 30th October 2018, following the opinion issued by the European Securities and Markets Authority (ESMA) on asset segregation and application of depositary delegation rules to CSDs, the European Commission published the following delegated regulations…

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