November 6, 2025Stay ahead of the FCA’s UK Short Selling Regulation 2025. Learn about the new ANSP model, Reportable Shares List, and…- September 18, 2025The FCA has flagged missing LEI, ISIN, and redemption rights data in AIF002 returns. Learn how Galaxy by Funds-Axis helps…
July 16, 2021In 2019, the Bank of England (BoE) and Financial Conduct Authority (FCA) launched a joint review into vulnerabilities associated with…- July 10, 2021The pressure is rising on the ManCo industry - Management Companies (ManCos) are dealing with more regulations, and more regulatory…
- July 9, 2021You’ve heard of FinTech, you’ve heard of RegTech, but have you heard of ManCoTech? It’s the latest “buzzword” in the…
- January 8, 2021Yesterday, ESMA announced that it will be launching a Common Supervisory Action (CSA) with national competent authorities (NCAs) on the…
- December 16, 2020As we move closer and closer to a no-deal Brexit, the likelihood is, that come the end of the UK’s…
- November 16, 2020Throughout the year regulators have focused on liquidity, and as this year draws to a close, that focus shows no…
- November 6, 2020In July, the SEC announced proposed amendments to 13F Reporting, to update the reporting threshold for institutional investment managers, as…
- October 15, 2020Last month it was great to see a number of key liquidity developments finally enter into force, including: ESMA’s new…
