Tag: Securities and Exchange Commission

February 28, 2022

On 25th February 2022, the Securities and Exchange Commission (SEC) announced proposals that would provide greater transparency to investors and…

February 11, 2022

SEC Propose Amendments to Schedule 13D & G Reporting On the 10th February 2022, the Securities and Exchange Commission (SEC)…

February 14, 2021

This week we return to our refresher series on liquidity risk rules around the world, and in particular, the rules…

February 8, 2021

Earlier this month the Securities and Exchange Commission (SEC) published a request for public comment on potential reform measures to…

October 30, 2020

On Wednesday, the Securities and Exchange Commission (SEC) approved 3 to 2, the 458 page derivative use rules aimed at…