FUNDS-AXIS SUPPORTS A BROAD RANGE OF GLOBAL REGULATORY REPORTING REQUIREMENTS

We enable organisations to rapidly comply with these regulations, without the need to develop costly in-house solutions.

The cost of compliance is significantly reduced through plug-and-play functionality, integrated data availability, automated report production and through availability as a hosted software as a service solution.

OUR COVERAGE INCLUDES

aifmd

AIFMD Annex IV

fca

UK FCA Derivative Use

open-protocol

Open Protocol

form fp

Form PF

cpo

CPO - PQR

nport

Form N-Port

ncen

Form N-CEN

sec

SEC Liquidity

OUR REGULATORY REPORTING SOLUTION

The Funds-Axis Cloud Platform performs all the relevant calculations, automatically applies all the relevant data taxonomies and enables one-click generation of the required regulatory reports.

HOW IT WORKS

  • Holdings, trades and other data is captured once and re-used for all reporting;

  • Data is enriched with security and market data;

  • Data taxonomies are applied, consistent with regulatory requirements;

  • All calculations are performed in the system (exposure, liquidity etc); and

  • Regulatory compliant reports are available at the click of a button.

KEY FEATURES

The key features of our regulatory reporting solution includes:

  • Data collection and aggregation

  • Data enrichment and transformation

  • Secure data maintenance for all manager and fund data

  • All calculations are performed within the solution, including for exposure and liquidity

  • Full audit trail and history

  • Flexible data upload formats

  • XML report generation

  • Integrated with leading Administrators

  • Fully Managed Service available

ATLAS GLOBAL INVESTOR

ATLAS PROVIDES COMPREHENSIVE ANALYSIS OF GLOBAL INVESTMENT RULES & REGULATORY REPORTING REQUIREMENTS

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KEY FEATURES

RULES LIBRARIES

COMPREHENSIVE ANALYSIS

JURISDICTIONAL COMPARISONS

GUIDES AND SUMMARIES

DECISION TREES

E-LEARNING

FUNDS-AXIS MANAGED SERVICES

We also provide a full managed service in respect of all regulatory reporting.

Our team have extensive knowledge of the global regulation and experience of filing to the different regulators.

Data Operations

Data File Preparation

Data Uploads

Data Quality Management

Data Enrichment

Data Validation

Validation, Testing and Submission

Dashboard Report Management

Governance Checks & Audit Trail for Control

Validation of all Calculations

XML Testing

Submission to Regulators

TO FIND OUT MORE ABOUT OUR GLOBAL REGULATORY REPORTING SOLUTIONS OR TO BOOK A DEMO, PLEASE CONTACT US ON +44(0)28 9032 9736 OR INFO@FUNDS-AXIS.COM

+44 (0)28 9032 9736     CONTACT US