Discover how the unwinding of COVID-19 volatility impacts UCITS KIIDs and PRIIPs KIDs in 2025. Learn about updates,…
SEC Extends Compliance Deadline for Short Selling Rule 13f-2 – What It Means for You On 7th February,…
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On September 25, 2024, the Securities and Exchange Commission (SEC) announced settled charges against 23 entities and individuals…
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Rosie is a Director and has been with Funds-Axis for 10 years. She heads up the Relationships team and has a Law degree from the University of Aberdeen. She is an Associate of the Chartered Institute for Securities and Investment.
Darren is the founder and Managing Director of Funds-Axis. He has 20 years financial services and fund management experience, including Big 4 Accountancy firms & leading depositary banks. He has specialist, industry-leading knowledge of the UCITS and AIFMD requirements.
Pieter joined Funds-Axis in 2013 and manages the Regulatory Research team. He has a particular specialist focus on shareholder disclosures, as well as fund regulations including PRIIPs, UCITS and AIFMD. Pieter has a Law Degree, LPC Diploma and LLM in Globalisation and Law specialising in Corporate and Commercial Law.
Rosie is a Director and has been with Funds-Axis for 10 years. She heads up the Relationships team and has a Law degree from the University of Aberdeen. She is an Associate of the Chartered Institute for Securities and Investment.
Darren is the founder and Managing Director of Funds-Axis. He has 20 years financial services and fund management experience, including Big 4 Accountancy firms & leading depositary banks. He has specialist, industry-leading knowledge of the UCITS and AIFMD requirements.
Pieter joined Funds-Axis in 2013 and manages the Regulatory Research team. He has a particular specialist focus on shareholder disclosures, as well as fund regulations including PRIIPs, UCITS and AIFMD. Pieter has a Law Degree, LPC Diploma and LLM in Globalisation and Law specialising in Corporate and Commercial Law.
Rosie is a Director and has been with Funds-Axis for 10 years. She heads up the Relationships team and has a Law degree from the University of Aberdeen. She is an Associate of the Chartered Institute for Securities and Investment.
The past month brought several important developments, including: the FCA confirming the PRIIPs regulation, the FCA’s reminder to firms regarding exposure to cryptoassets, a new major shareholding reporting process in Luxembourg; and FinDatEx publishing EET V1 and updated EMT V4.
Welcome to the Funds-Axis Regulatory Round Up! The past month brought a number of important developments on topics impacting ESG, the Money Market Funds Regulation, liquidity, UCITS eligible market due diligence, short selling and major shareholdings disclosures. This month’s regulatory round-up includes updates from: ESMA on proposed reforms to Money Market Funds; The SEC with…
Welcome to the Funds-Axis Regulatory Round Up! The past month has brought a number of important developments on topics including ESG, UCITS, AIFMD II and Money Market Funds. The month also saw: The Central Bank of Ireland approve the process for UCITS side-pocketing arrangements, The ESAs publish recommended changes to make the PRIIPS Key Information Document more consumer friendly, and The UK Takeover Panel publish a consultation on presumptions of the definition of “Acting in Concert”.
The past month brought several important developments, including: the FCA confirming the PRIIPs regulation, the FCA’s reminder to firms regarding exposure to cryptoassets, a new major shareholding reporting process in Luxembourg; and FinDatEx publishing EET V1 and updated EMT V4.
Welcome to the Funds-Axis Regulatory Round Up! The past month brought a number of important developments on topics impacting ESG, the Money Market Funds Regulation, liquidity, UCITS eligible market due diligence, short selling and major shareholdings disclosures. This month’s regulatory round-up includes updates from: ESMA on proposed reforms to Money Market Funds; The SEC with…
Welcome to the Funds-Axis Regulatory Round Up! The past month has brought a number of important developments on topics including ESG, UCITS, AIFMD II and Money Market Funds. The month also saw: The Central Bank of Ireland approve the process for UCITS side-pocketing arrangements, The ESAs publish recommended changes to make the PRIIPS Key Information Document more consumer friendly, and The UK Takeover Panel publish a consultation on presumptions of the definition of “Acting in Concert”.
The past month brought several important developments, including: the FCA confirming the PRIIPs regulation, the FCA’s reminder to firms regarding exposure to cryptoassets, a new major shareholding reporting process in Luxembourg; and FinDatEx publishing EET V1 and updated EMT V4.
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Welcome to the Funds-Axis Regulation Round Up! The past month brought a number…
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Welcome to the Funds-Axis Regulation Round Up! Our monthly update highlights the latest…
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